Legal Compliance Services is a specialist consultancy providing comprehensive regulatory compliance and risk management services exclusively to law firms. The firm stands out through its team of qualified solicitors and former Solicitors Regulation Authority (SRA) experts, offering deep regulatory insight and practical guidance tailored to the legal sector.
With a focus on delivering pragmatic and efficient solutions, the team assists both new and established law firms in navigating complex compliance landscapes. Their approach combines thorough analysis with hands-on support, helping clients meet SRA standards, mitigate risks, and enhance operational integrity. They are particularly valued for their expertise in anti-money laundering, file reviews, and law firm mergers and acquisitions.
Services Offered
- New Law Firm and ABS Applications
- SRA Regulatory Compliance
- COLP and COFA Compliance Support and File Review Service
- Anti-Money Laundering Compliance
- Data Protection, Cyber Security and Fraud Prevention
- Law Firm Mergers and Acquisitions
- Lexcel, CQS, WIQS and SQM Accreditation Support
- Orderly Closure of Law Firms
- Referral Arrangements and LASPO Compliance
- SRA Monitoring, Inspections and Investigations Support
- Training and Development
The firm serves law firms across England and Wales, with a team capable of providing support in regulatory due diligence, compliance audits, and professional training. Their consultants include former SRA professionals with extensive experience in legal ethics, financial compliance, and law firm governance.
